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CULTURAL AND SYMBOLIC LEADERSHIP - WHAT DOES IT LOOK LIKE? PERSONAL REFLECTION AND THE EFFECTIVE MANAGEMENT AND LEADERSHIP OF A SMALL RURAL SCHOOL
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Peter A. T. Farrell |
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Zeerust Primary School, Zeerust, Victoria, Australia
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Abstract
The
author, an experienced teaching-principal, used repertory grid technique to
reflect on those tasks, professional relationships and school events impacting
on his leadership. Use of supplied elements and a supplied construct
facilitated the identification of the primary embedding mechanisms used to
foster culture in his school, those factors most associated with his perceived
effectiveness. Further reflection on these findings lead to the identification
of future actions that might be profitably undertaken at the author’s school.
Keywords: Primary Embedding Mechanism, school management and leadership, personal
reflection |
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INTRODUCTION
Sergiovanni
(2006) states that symbolic and cultural leadership are present in excellent
organisations. The symbolic force for leadership relates to those things the
principal pays attention to while cultural leadership is about focusing the
attention of followers on these matters of importance over time (Schein, 1992). Both Sergiovanni (2006) and
Schein (1992) say that symbolic and cultural leadership need not be anything
particularly remarkable; rather, it is in the day-to-day expression of routine
work that these are expressed. Schein (1992) in his book about organisational
culture and leadership identified a number of mechanisms by which the leader
can foster culture in the organisation. These mechanisms are divided into two
general groups; one is called the Primary
Embedding Mechanisms (PEMs) while the other is called the secondary
reinforcement and articulation mechanisms. The six PEMs are what leaders pay attention to, measure and
control on a regular basis; how leaders react to critical incidents and
organisational crises; the observed criteria by which leaders allocate scarce
resources; deliberate role modelling, teaching and coaching; observed criteria
by which leaders allocate rewards, and; the observed criteria by which leaders
recruit, select, promote, retire, and excommunicate organisational members. It is
apparent that these mechanisms can be interpreted as either matters concerning
task completion, relationship maintenance, and as clearly identifiable events.
As part
of their work school administrators interpret policy; execute curriculum; look
after student welfare, equipment, and the financial and physical resources of
the school; carry out staff induction and development, and nurture stake-holder
relations with their school-community which includes staff, pupils, the parents
and the department. School leaders are involved in goal-setting, assigning
duties, consulting others, making decisions, initiating change, gaining support
from others, monitoring progress, coordinating activity, and regulating the
pace of change. Jirasinghe and Lyons (1996) surveyed 99 British leaders of
schools to identify the main tasks performed by themselves in their workplace.
Managing tasks and people figured most prominently, followed by working with
information and communicating with others. Tasks concerned with making plans
and motivating others were reported about a third more times than the next most
reported task category which was about appraising, evaluating and developing
people. Schein (1992) stated that those things which
are closely monitored and measured by the leader are the same things where
direct intervention by the leader is more likely to occur.
Following
the 1983 publication of Donald Schön’s seminal work ‘The Reflective
Practitioner’, a number of professions, including education, have made
extensive use of reflection as a means to understand what a professional does
(Smith, 2001). Schön legitimises informal knowledge. In his book, Schön
identifies reflection-in-action, which might be likened to ‘thinking on your
feet’, and reflection-on-action, a process which takes place some time after
the event, and is similar to the one used in the present study. Smith (2001)
explains Schön’s idea that an ability to think on one’s feet requires that a
professional has, at his or her disposal, a repertoire of images, ideas,
examples and actions to draw on when faced with commonplace or unique situations.
Reflective practice is about learning from these personal and professional challenges.
Repertory Grid Technique, the research instrument of Personal Construct Theory,
provides a semi-structured way for professional reflection to happen.
Personal Construct Theory (PCT) was developed in 1955
by clinical psychologist, George Kelly (Kelly, 1955). At its heart the
theory accepts the fact that all people have a personal view about the world in
which they live and that each individual uses that view to make sense of the
events that occur and to anticipate the likely outcomes of future events. Kelly
notes that people are just as likely to be able to adjust their personal
construct of the world in light of new evidence, as to be unable to change in
spite of new evidence to the contrary. It is the person, Kelly argues, who
decides how important a particular event is or is not, and in their world view
determines whether some constructs are subordinate, or superordinate, to other
constructs, leading to a hierarchical system of constructs where the impact of
inconsistencies can be lessened. Each person is able to determine whether the
anticipated event is similar to a previous event, but not everyone will
interpret the same event in exactly the same way, or attach the same level of
significance to the event. Personal constructs are imposed upon events, not
abstracted from them. Repertory
Grid Technique (RGT), the research instrument developed by Kelly for PCT, was
first envisaged as an idiographic instrument by which a person (the subject)
could come to understand him or herself better. This is how RGT was used in the
present study.
AIM AND OBJECTIVES OF THE PRESENT STUDY
This
paper presents a method by which a school administrator might identify which of
those day-to-day expressions of work best exemplify his or her symbolic and
cultural leadership and reflect upon these as a part of his, or her,
professional development. Unlike a questionnaire it privileges the researched,
not the researcher.
METHODOLOGY
For the
present study, the author, an experienced principal of a small rural primary
school in the state of Victoria in Australia completed the suite of repertory
grids at Table 1 to ascertain the utility of RGT as a reflective instrument. To
create the elements in this study, descriptors arising out of the author’s
doctoral research were used that covers the range of interest (Farrell, 2009);
whereupon the author provided his own examples for these descriptors.
Three
created elements were selected at random, and using the triadic elicitation
process a construct was created (see below). This process stopped after nine
personal constructs had been created whereupon a tenth construct, where being effective is at one end and being ineffective is at the other, was
completed by the author. Significant correlations (>0.75) between the
supplied and created constructs identified those constructs perceived to be
most associated with being effective and ineffective. Within each grid – tasks,
professional relationships, and school events – each created construct was
correlated with all the other created constructs. Of particular interest were
those grids that generated more significant correlations, and those constructs
that correlated with more than one other construct.
Table 1: Repertory grids used to understand the fostering of culture
Elements | Tasks
(Descriptors) | Professional Relationships (Descriptors) | School Events (Descriptors) | 1 | A task that is time-consuming | A school council member | A recurrent event | 2 | A task that is particularly important to
get right | A peer | A surprising event | 3 | A task that is particularly difficult to
get right | A superior | An event which caused/causes division | 4 | A task where there are few resources | A more difficult subordinate | An event which united/unites | 5 | A task that takes little time | A less difficult subordinate | An event in which you had no choice | 6 | A task that is not at all that important
to get right | A more difficult parent | An event which you orchestrated | 7 | A task that is particularly easy to get
right | A less difficult parent | An event where you were able to reward
positive action | 8 | A
task where there are plenty of resources | A more difficult student | An event where you challenged an
unacceptable situation. | 9 | A task that is formally delegated | A less difficult student | Any other school event | 10 | A task that is informally delegated | Any other relationship | A non-school event | 11 | A task that cannot be delegated | Preferred pole | Preferred pole | 12 | Any other school task | Implicit pole | Implicit pole | 13 | Preferred pole |
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| 14 | Implicit pole | | |
The grids
were created within Microsoft Excel ™. The calculation of correlations was
carried out using the correlation function provided by the software. The random
number generator function was used to identify the three elements from which a
construct would be triadically elicited. Triadic elicitation required the
author to determine how one element is different to the other two. The
different element was given a score of one whilst the two others were each
scored five. Every other element was then scored against the same criteria. The
preferred end of the construct was identified at this time. On completing the
grid, two new elements, preferred pole and implicit pole, were created and
scored according to the scores, given to the preferred and implicit ends of
each personal construct. Significant correlations (>0.75) between these
supplied elements and the ones created identified the Primary Embedding
Mechanisms (PEMs) that the author used to foster culture in his school. It is
important to note that a correlation does not imply a cause and effect, merely
an association between the two arrays.
For the
purposes of this reflective study, the PEMs and perceived effectiveness
constructs were reflected upon in light of relevant literature. From these
reflections it was possible to identify future actions that might undertaken by
the author to further foster the desired culture in his school.
BACKGROUND
The
author is a 48 year old male who has been teaching for more than eight years.
He was appointed head-teacher of his current school in rural Victoria (Australia)
over seven years ago. Since being appointed the state department of education
translated all head-teachers classifications into principal class officers.
This very small rural government primary school has had enrolments of around 20
to 25 students during the period the author has been responsible for it. The
school is located a short drive from a regional city and its parents are a
mixture of small business owners, salaried professionals, and wage-earners
mostly living on large blocks of land. There is only one farming family
attending the school. At the school there are two classrooms, one taught by the
author and the other by an experienced teacher, who herself has been at the
school for nearly two decades. Other teachers visit the school part-time and
include art, library and language educators. The school operates a playgroup,
provides voluntary music tuition, and assistance with literacy via an aide to
students with additional learning needs. The school bursar attends the school
three days a fortnight. The school is clustered with six other small schools in
the local area and the author is the chairperson of this group.
Leach et al. (2001) made the following observations
about analysing repertory grids: That the original grid “keeps you closest to
the client’s words and meanings” and went on to suggest that this should be
your starting point for analysis. Following this advice in the present study,
it is the author who provided the commentary for the significant correlations
(> 0.75).
RESULTS
Primary Embedding Mechanisms (PEMs)
Significant
correlations were calculated between the supplied, preferred pole and six other
elements suggesting a number of PEMs for this school leader. Four elements were
concerned with relationships with school stakeholders. Three of these referred
to relationships with less difficult individuals like a staff member (0.97), a
parent (0.90), and a student (0.90) while the fourth related to a school
councillor (0.80).
“The
current president is a good man. He is logical, measured and calm, and always
does what he promises. He asks good questions and makes sensible suggestions.
It doesn’t get much better than that.”
“We have
15 families at our school and some make a huge contribution to our community
while others only make a relatively small contribution. But everyone
contributes something; even if it just a positive attitude about the school,
when we are trying to resolve an issue, not that we’ve had many.”
The
remaining PEMs are a time-consuming task and a recurrent event. Teaching a
class is highly correlated (0.93) while school council meetings are significant
too (0.80).
“The main
focus for me is the long-term education of a well-known and understood group of
children and the preservation of the school’s friendly and supportive culture. In my doctoral research I noted that
teaching-principals are more engaged by system innovations that benefit student
learning outcomes, contrasting with non-teaching principals who tended to be
more concerned with how new departmental processes will make administering
their school easier. In the end, it’s what I do. I teach kids.”
“I’ll be
honest I used to hate school council meetings – I would even tell them [the
councillors] that I hated school council because they would get hung up on
minutiae; especially financial details. That’s not my thing – I didn’t become a
head teacher to count beans. But now, its different – they are my community
sounding board and we do strategic stuff. It’s about the kids, and what’s good
for them. That’s a change that’s come through with the last two presidents.”
Perceived effectiveness
The
author created significant correlations between the supplied construct handling this task / relationship / event
makes me effective – handling this task / relationship / event makes me
ineffective. Four constructs significantly correlated with effectiveness –
ineffectiveness were generated. Two of these were constructs from the
relationships grid. For this school
leader being effective school leader is about effective relationships
taking place with school insiders (0.90).
“When
people know the school well, they realise what a beautiful, precious thing we
have going here. We are so fortunate to work in this place with these students
and these parents.”
“I am so lucky in my staff both full-time and
part-time. They are keen, enjoy what they do, and are ready to make a
contribution to the school. The relationship I have with my teacher is
particularly strong – our focus is the students and the school.”
Perceived
effectiveness also relates to dealing quickly and efficiently with events
(0.84) that are not directly concerned with the schools’ own business. Being
small means being flexible whilst a lack of human and physical resources can be
a weakness (0.76).
“Sometimes
we suffer because we are few and we don’t have every skill-set covered.
However, working with a small community of teachers, support staff, parents,
school council, and the students, of course, we can be really flexible in our
thinking. Because everyone knows the agenda or trusts me to do the right thing,
we can be very quick to piggy-back onto unexpected opportunities. The new
clustering arrangements [schools working together] are starting to make a real
difference to how we operate – I can pick up the phone, post off an email, as
well as work with other schools on curriculum”.
Turning
our attention to the significant correlations between the generated constructs:
Seven significantly correlated constructs were generated in the professional
relationships grid; three in the school events grid, and two in the task grid.
Professional relationships
There
were seven significant constructs. Of these, the constructs which correlated
with more than one other construct, were:
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It’s professional – It’s personal (three times);
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There is a shared agenda – The
agenda is personal;
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Interested in the school –
Interested in themselves;
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Set’s the school tone – Spoils the
school tone, and;
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Adds value to the school – Reduces
value of the school.
“With the
shift to clusters under the new network arrangements we now enjoy a lot of
professional interactions with other schools, other teachers, and other school
leaders. At first I felt the arrangement was a challenge to our independence
but it has not been prescriptive, I feel supported actually and that is good
because you can get professionally isolated in a small school.”
“I am
really lucky that so many parents help out in so many ways out our school.
There are the leaders, and for the most part you point them in the right
direction and let them get on with it. They may not necessarily do everything
the way I would but their heart is in the right place, and they really are helping
to make this school a special place to be. There are also the followers, the
foot soldiers, and you need them too. They free up the leaders.”
“Insiders
set the tone of the school. You hope they are positive people who just want a
great situation. There can be blips and minor setbacks but if the culture is
positive and strong then that’s all they’ll be. We had this kid from another
school, supposed to be a real handful, who came to us to ‘re-invent’ himself,
according to his mother. I was worried I’ll tell you. This kid could have
ruined everything. I told them (the boy and his mother) that if he really
wanted things to be different then he had to make a real effort. If he did
that, gave the school a chance, then the school culture would take over, and
you know it did. That kid is no problem at all.”
Constructs,
which were significantly correlated with only one other construct, were:
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It’s about education – It’s about
management;
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In regular contact with the school
– In irregular contact with the school, and;
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Knows the school well – Does not
know the school well.
“A shared
educational agenda is strategic and powerful. We only just discovered this in
the last couple of years and it has changed the way we work together. Dealing
with people’s personal agenda is more about managing a situation. Stakeholder
dysfunction just kills creativity.”
School events
Three
significant correlations were found. The following construct: There is time for consideration – There are
short lead times correlated with the following two constructs:
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Its about students – Its about
process, and
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It improves the culture – It
undermines the culture.
“Students
are our core business. What they need, what encourages them and what brings
them on, is where our interest needs to be. In our small school of just two
classrooms and the children spending three and then four years in each
classroom. We really know these kids. We can really provide for their
individual needs. We can be distracted by the form-filling and the box-ticking
but this is getting better than it was.”
“You have
to think about the impact of what you do even if it is to introduce a
system-wide innovation. I’m just the steward of the school and I want what’s
best for the school and the kids. I certainly don’t want to upset the families.
They trust me, and that’s a big responsibility. They may not always understand
what’s going on so they rely on me, on us, to work in the best interests of the
kids.
Being in
charge of events rather responding to them is much preferred.
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It relates to the school – It does not relate to the school and
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It is a process orchestrated by me
– I am responding to others.
“Bureaucratic
form filling for the sake of other people really irritates me. For example, I
had to go on-line three times for the XXXX to register that I would be ‘a good
boy’ about administering the XXXX test. Then I had to go back because I had
failed to say who would be responsible for the tests. This gives me the XXXX –
I mean really, they can easily find out how many kids are enrolled here. In a
small school the principal is responsible for everything, why have us filling
in forms about the obvious. Who benefits? They do. This has nothing to do with
kids. Whereas, if the process is to be orchestrated by me, and is specific to
the needs of the school, I welcome that - bring it on.”
Tasks
In
addition to the correlations about being effective or ineffective discussed
above there were just two significantly correlating constructs. One related to
the flexibility of being able to rely just on yourself to get things done
whilst also recognising that this can be a weakness.
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Can be creative – Cannot be creative and
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It’s about education – It’s about
management.
“Sometimes
you have to just fill in the forms and tick the boxes and it has nothing to do
with education at all. But being such a small set-up our flexibility with
respect to education is almost breath-taking. Our kids design curriculum. They
can, for the most part, be left to just get stuff done. Their independence as
learners is assured. We will soon have one-to-one student computer ratios and
that will really get us being creative about education.”
DISCUSSION
The primary embedding mechanisms used by the author to
foster school culture are made apparent by the importance of having positive
relationships with positive stakeholders, being intimately involved in the core
business of teaching at his school, and working with his school council in an
effective and professional manner. These are the matters that he pays
attention to, measures and controls on a regular basis (Schein, 1992). The author
prefers to be in control of events rather than responding to them. The author
perceives his effectiveness as a function of the positive relationships he has
with school insiders and their trust in his ability to flexibly run the school
and competently educate their children.
The
richest data in this investigation came from the relationship grid.
Relationships with stakeholders can be very important but each stakeholder
group can have different expectations of the principal (Cleary Gilbert, Skinner, & Dempster,
2008). In a study of 12 new
teaching-principals in Queensland, Australia, Cleary Gilbert et al. (2008)
noted that bursary staff anticipate that the principal will have a good understanding
of financial matters irrespective of their level of experience; teacher aides
expect that the principal can communicate effectively and maintain positive
relationships with all members of the community; teaching staff looked forward
to the teaching-principal displaying assertiveness with the school council and
community, excellent classroom management skills, and strong pedagogical skills
for the multi-level learning environment; school councillors expected a
teaching-principal to be a good communicator, to be able to deal with student
behaviour, to be able to provide educational support to those that needed it,
and to have the personality to lead, and; superiors had an expectation that the
teaching-principal would build community relations, manage conflict, and
communicate effectively with the wider community.
Another significant PEM for the author is
teaching and working with children. Jones and Connolly (2009) used repertory
grid technique to interview 12 experienced principals working in Welsh primary
schools in the United Kingdom. The grids created in that study were focused on
tasks identified by the participants that resulted from prompt questions like
name an important task, name another, what tasks take a long time, what are
one-off events etc. Combining the 97
elements created by the 12 participants where they overlapped produced 12
themes. Those themes referred to more frequently might be likened to the PEMs
created in the present study. Working directly with children generated 20
elements nine related to teaching or preparing learning materials and six
referred to dealing with their needs (Jones & Connolly, 2009). In the same
study (Jones & Connolly, 2009) 84 constructs were analysed and aggregated
to identify construct themes of which children
figured most prominently.
The final PEM was concerned with the relationship
with the school councillor and, by extension the school council. For small school leaders in
Scotland an 'outward looking perspective' for professional purposes is combined
with a more cautious approach to relationships with the community served by the
school (Wilson & McPake, 1998). While recognising the importance of support
from parents and the school councils, and expressing the desire that they
become more actively involved in the life of the school, school administrators
are also very aware of local sensitivities (Wilson & McPake, 1998). School administrators of small schools
recognise the limitations of parental or community involvement: the feeling is
that parents are unlikely to be interested in the details of running the school
although they will provide practical help in a variety of ways (Wilson & McPake, 1998).
Constructs around perceived effectiveness were about
having being able to work in a flexible way with a small number of dedicated
people while handling non-educational or non-school tasks quickly and
effectively. There was a high level of resentment, as indicated by extensive
commentary, by the author about dealing with bureaucratic matters. Coping with
administrative paperwork has been identified as the single most significant
strain for teaching-principals in New Zealand, especially by beginner
teaching-principals (Collins, 2004). Leaders of small
schools have limited opportunities for delegation and are very conscious of the
importance of not overburdening staff (Wilson &
McPake, 1998). Where
the teaching-principal is a teacher first and an administrator second, some
management and leadership functions might be neglected such as meeting and
working with other teachers, handling emergencies, carrying out clerical and
administrative work, developing curriculum, liaison with secondary schools,
planning, meeting parents, relations with student support services (Reid, Bullock,
& Howarth, 1988) and providing
appropriate support and supervision of staff.
FURTHER
REFLECTION AND POSSIBLE FUTURE ACTIONS
Based upon the present self-study, there are two
areas of interest that the author might investigate to further foster the
culture in his school. The first is about improving the quality of
relationships with school outsiders. The second area is to implement a change
in some of the organisational processes used in his small school. The desired
outcome from improvements in both areas would be to free up more time for the
education of children.
A start has been made to improving the quality of
relationships with school outsiders who might be pursuing a different agenda to
the school, but it is not of the same quality and depth as that enjoyed with
school insiders. This might be achieved in a number of ways:
- “Engage more positively with the representatives of
my cluster, network and regional office. Share my skills, knowledge and
experience outside my school and attempt to influence the direction of these
groups.”
- “Rather than complaining about the bureaucratic
requirements of being part of a larger system, make use of their power and
resources to drive desired change within my school. Filling in forms is just
the cost of doing business, and
- With this in mind try and bring about greater
alignment between the aims and objectives of the school and the goals of the
larger organisation.”
Collins (2004) noted successful administrators of
larger small schools (6-7 teachers) in New Zealand ring-fenced blocks of time
(to focus on one particular task and see it through to completion), delegated
the task to someone else, shared responsibility for the task with a team and
attempted to influence change via an instructional leadership approach (Collins, 2004). Wilson and McPake
(1998) recorded that small school heads in Scotland tend to share tasks rather
than delegate because of a lack of expertise. However this support is not
always available. What is possible depends on who you have on your staff (Torrington &
Weightman, 1993).
Staff quality is a real issue in small schools given
the impact one poor teacher can have on student outcomes while high
teaching-load of a teaching-principal can prevent adequate supervision and
teacher development. Southworth (2002) observed that being time-poor was a feature
of the professional life of the teaching-principals in small British schools.
The author enjoys a close and professional relationship with his small staff;
each of whom are dedicated to the students, and to the school. Useful work on
improving the organisational performance of his school might be achieved in a
number of ways:
- Counter-intuitively it is argued that
teaching-principals need targeted assistance to improve their teaching of their
multi-level classroom as it is this facet of their working life that can create
the greatest strain (Collins, 2004). Therefore I need
to privilege the professional development of teaching staff and myself to make
us more effective in a multi-level classroom environment. Gains in the
classroom will offset the stresses felt dealing with bureaucratic matters.
- Continue to include staff in managing matters of
strategic and educational importance, thus raising their capacity to help lead
and manage the school too, and
- Identify general administrative tasks which might
routinely be addressed on a particular day or at a particular time.
CONCLUSION
The use
of the grids outlined at Table 1 has facilitated the participant being able to
highlight and privilege the symbolic and cultural aspects of his leadership
(Sergiovanni, 2006). The use of supplied elements to highlight PEMs was found
to indicate which elements are the most attractive to the participant as well
as those elements he is averse to. The significant correlation between the
supplied construct of being effective or ineffective privileged particular
personal constructs enabling the self-discovery of those qualities most valued.
The commentary around the significantly correlated constructs relating to
tasks, professional relationships and school events, provided a means for the
participant to reflect upon his professional world. However, it is in the
further reflection and the identification of possible future actions that the procedure
described here gains real traction as a professional development process.
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Southworth, G.
(2002). Lessons from successful leadership in small schools. In K. Leithwood
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Wilson, V., & McPake, J. (1998). Managing Change in small Scottish primary schools
Glasg | |
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ABOUT THE
AUTHOR
Peter
Farrell, EdD, is the teaching-principal of Zeerust Primary School. This is a
government primary school situated in rural Victoria, Australia. He recently
graduated with a doctor of education through La Trobe University in Victoria
Australia. RGT and PCT featured strongly in his thesis. This article is Peter’s
own work, and does not represent official policy.
Email: farrell.peter.pa@edumail.vic.gov.au
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REFERENCE
Farrell,
P. A. T. (2009). Cultural and symbolic leadership - What does it look
like? Personal reflection and the effective management and leadership
of a small rural school.
Personal
Construct Theory & Practice, 6, 99-108, 2009.
(Retrieved from http://www.pcp-net.org/journal/pctp09/farrell09.html)
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Received: 17 February 2009 – Accepted: 28 September 2009 –
Published: 22 October 2009
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