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WILLIAM JAMES’ PRAGMATISM AND PERSONAL
CONSTRUCT PSYCHOLOGY
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Spencer A. McWilliams |
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California
State University San Marcos
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Abstract
Scholars
locate Kelly’s Personal Construct Psychology within the context of American
pragmatism. Kelly noted his conviviality with pragmatist John Dewey, but only cited
William James briefly and in general terms. James’ explication of pragmatism
demonstrates several areas of compatibility with PCP; examining James’ ideas
might deepen understanding of PCP. This article describes relevant elements of
James’ pragmatism, including the process of nature, the practical effects of
ideas, truth as action and practice, passion and emotion, conventional common
sense constructions, generalization of constructs, the role of human
possibility, and the importance of goals and intentionality.
Keywords:
Pragmatism, William James, Personal Construct Theory |
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Constructivist
scholars (Butt, 2005, 2006, 2009; Novak, 1983; Warren, 1998) have located Kelly’s
(1955) Personal Construct Psychology (PCP) within the philosophical context of
pragmatism. The early pragmatist movement included a number of notable
contributors, including John Dewey, William James, George Herbert Mead, Charles
Peirce, and F. C. S. Schiller. While their particular ideas differed, they shared
a skeptical approach to dogma and a view of theories as provisional,
changeable, and grounded in practical results. Kelly (1955) directly noted the
conviviality between his approach and that of John Dewey, and he acknowledged
Dewey’s influence on his thinking. However, Kelly only cited William James, an
important originator of pragmatism and the ‘father’ of American psychology
(Kretch, 1969), and whose pragmatism directly influenced Dewey, briefly, referring
only to James’ ideas regarding the stream of consciousness (Kelly, 1955) and
the child’s confused experience of events (Kelly, 1969c).
An
examination of James’ explication of pragmatism, however, reveals a number of
areas of similarity and compatibility with many key Kellian philosophical assumptions
and approaches to psychology, further helping to place Kelly’s approach within
the context of this important and influential, essentially American, philosophy.
James’ pragmatism may have influenced Kelly directly, Kelly may have developed
these similar views coincidentally, he may have found them expressed in Dewey’s
writings, or he may have encountered them in the Zeitgeist. Without documentation, this question remains
unanswerable. In any case, an exploration of these similarities might further
inform the original context for PCP as well as contributing to its continuing
evolution. This article explores components of James’ approach to pragmatism most
relevant to PCP, as explicated in his original writings and elaborated in subsequent
scholarship. James discussed a variety of topics that appear in Kelly’s theory,
including as the nature of the universe, human knowledge, the meaning of ‘truth,’
emotion and commitment, individuality and commonality, the importance of adopting
novel alternative viewpoints, and the role of human audacity.
The first
section of the article describes some challenges and struggles that James faced
with other philosophical perspectives and approaches to psychology, and his
attempt to find a balance among conflicting perspectives, in the context of a
view of nature as still in process, rather than fixed. The next section
discusses James’ phenomenological emphasis and its influence on his approach to
pragmatism. James’ conception of ‘truth’ from a pragmatic perspective occupies the
next section, including his emphasis on the consequences of a particular idea. The
article then considers James’ views on choice and will and their relation to passion
and emotion, and the importance of the individual. The next section explores
how the desire for final truth leads to treating shared, common beliefs as
ultimately true and to reifying beliefs in order to maintain consistency and
predictability. Then we will consider his views on the active role of human
agency. The final section describes a potential weakness in James’ perspective
that may have undermined the overall influence of pragmatism and that we may
wish to address in furthering a constructivist agenda.
JAMES’ CHALLENGES
Butt (2009) described how Darwin’s theory
influenced Mead’s pragmatism. Likewise, James experienced a personal crisis in response
to Darwin’s theory and its challenge to the “rationally ordered world that
bound together Western thinkers from Aristotle to Newton” (Siegfried, 1990, p.
258). James struggled with his attempts to overcome his nihilistic reaction to
Darwin, and his approach to Pragmatism eventually offered an option that denies
that the world possesses its own independent rationality and shows how we
create a rational world through personal and social processes (Siegfried, 1990),
an approach consistent with Kelly (1955) and social and radical constructivism
(Gergen, 1999; Glasersfeld, 1995). Similarly to Kelly (1979a), James emphasized
the significant role of human activity in the possibility of bringing about a
world as we imagine we might want, within the constraints of actual experience.
Like other pragmatists, James sought a
middle ground between what he viewed as the extremes of rationalism and
empiricism, a way to use their strengths and avoid their weaknesses. For James,
empiricism has the strength of attending to facts, and rationalism emphasizes
abstract values and ideas, both of which seemed important to James and
necessary to human functioning. However, James believed that rationalism focused
excessively on words, a priori
reasons, principles, absolutes, dogma, and finality. He believed that Rationalist
approaches reify common-sense categories, regarding ‘things’ as subjects that
have inherent qualities, and consist of substances of specific kinds and in
definite, discrete numbers. For the rationalist, “These distinctions are
fundamental and eternal” (James, 1963, p. 81). James viewed these terms as useful,
but he believed that they have no inherent meaning apart from their practical
utility in discourse.
James saw the essential difference between
pragmatism and rationalism as that rationalist perspectives view reality as fully
finished, completed, and permanent, while he viewed it as still in process and
awaiting completion in a distant future. This perspective aligns closely with
Kelly’s view of the universe continually changing (1955) and his opposition to
the view that evolution has “run its course” (Kelly, 1979a; McWilliams, 2008). While
rationalism sees the universe as secure, pragmatists, including Kelly, see it
as “still pursuing its adventures” (James, 1963, p. 113). James came to see
rationalism’s agenda of seeking final answers to all inquiries as a residue of
a primitive magical belief that words can solve the riddles of the universe
(Seigfried, 1990).
Rationalists object to James’ pragmatism because
they believe that the world must be orderly on its own. James’ pragmatism agrees
with familiar constructivist notions when it suggests that rationalists fail to
acknowledge that they do not report on a world as they found it but that they create
an organizing structure to the world that responds to their personal needs and interests.
James’ pragmatism acknowledged personal motivation as one of several conditions
for constructing a meaningful world view. He recognized, as does Glasersfeld (1995),
that social demands and factual reality prevent constructing a world solely
according to our needs and desires (Seigfried, 1990).
James viewed human choice and valuing as
embedded in emotion as well as reason. Consequently, James (1963) suggested
that people tended to embrace their philosophical position, whether rationalism
or empiricism or otherwise, as a function of personal ‘temperament,’ a vision
or bias toward viewing the universe in a particular way. James’ notion of
temperament appears similar to Kelly’s (1955) description of superordinate,
core constructs as overarching and emotionally-valenced values. He labeled the temperament
of the Rationalist as “Tender-Minded” and that of the Empiricist as
“Tough-Minded.” He proposed Pragmatism as a balanced approach that preserves a
cordial relationship with both empirical facts and rationalist constructions by
tracing the practical consequences of propositions.
James saw pragmatism as a method only, not
focused on any particular result and not yielding final answers that will end
the quest, again compatible with Kelly’s (1955) view of constructs as
continually open to revision or replacement. He viewed theories as instruments
for inquiry, rather than final answers (James, 1963). He contrasted his
approach with foundationalist perspectives, with which he personally struggled,
noting that when humans first discovered scientific laws, people “believed
themselves to have deciphered authentically the eternal thoughts of the
Almighty” (James, 1963, p.27). He came to view scientific laws as
approximations and theory, not as absolute transcripts of objective reality, but
as something with potential, a language made by humans as a shorthand way of
communicating, and as “mental modes of adaptation
to reality, rather than revelations or gnostic answers to some divinely
instituted world-enigma” (James, 1963, p. 85-86, italics in original).
JAMES AS PHENOMENOLOGIST
Butt (2005) described PCP as a
phenomenological, as well as pragmatic, theory, and we can see both of these
elements in James’ perspective, although James apparently did not like the term
phenomenology (Edie, 1987). Although James agreed with the skeptics in avoiding
dogmatic or final truths, he noted one certain truth that he believed even the
skeptics could not challenge, “the truth that the present phenomenon of consciousness exists” (James,
1917, p. 111). For James (1927), all we know is our personal experience, and
our debates and discussions should focus only on things that we can relate to
experience. Knowledge and anticipation have to do with how some experiences
relate to other experiences, similar to Kelly’s (1955) perspective on
validating constructions in terms of confirmatory experiences.
Many
scholars describe James as a phenomenologist, and discuss his influence on other phenomenologists, such as Husserl (Edie, 1987, Kendler, 2005, MacLeod, 1969), emphasizing
James’ view of consciousness as a ‘stream’ contrasted with Wundt’s view of
consciousness as composed of a series of discrete elements. MacLeod (1969) emphasized James’ view that we
should observe experience directly and let experience dictate the categories that
we use to describe them instead of imposing prior categories on experience. The
observer, he points out, begins with phenomenal experience, remains fascinated
with experience, and only later checks with others and future experience. This
phenomenological perspective appears again below in James’ view of truth and
his emphasis on passion in determining choice and will.
JAMES’ PERSPECTIVE ON TRUTH
Our belief in truth
itself . . . that there is a truth, and that our minds and it are made for each
other, -- what is it but a passionate affirmation of desire, in which our
social system backs us up? We want to have a truth; we want to believe that our
experiments and studies and discussions must put us in a continually better and
better position towards it; and on this line we agree to fight out our thinking
lives. But if a pyrrhonistic sceptic asks us how we know all this, can our logic find a reply? No! certainly it cannot. It is
just one volition against another,--we willing to go in for life upon a trust
or assumption which he, for his part, does not care to make. (James, 1917,
p. 106, emphasis in original)
This passage demonstrates James’ view of how strongly we desire a
sense of ‘the truth,’ even if we cannot justify any truth as ultimate. James
(1927) viewed ‘truth’ as an attribute or property of a belief or an idea, rather than a possession of
the known object or something existing ‘inside’ the idea apart from experience.
The term ‘truth,’ as applied to an idea, only means how the idea works. We can gain clarity about a belief or idea related to a phenomenon by
considering the practical effects that the idea might have on the consequences that
we can experience.
There can be no difference anywhere that doesn’t make a difference elsewhere—no difference in
abstract truth that doesn’t express itself in a difference in concrete fact and
in conduct consequent upon that fact, imposed on somebody, somehow, somewhere,
and somewhen (James, 1963, p. 25).
Kelly employed this perspective by using the
directive “Look for a difference that makes a difference” (Katkovsky, 2009, p.
20) in multiple contexts from understanding a person’s construct formation to
characterizing the scientific process.
For James, “truth in our ideas and beliefs
means … that ideas (which themselves are
but parts of our experience) become true just in so far as they help us to get
into satisfactory relations with other parts of our experience…” (James,
1963, p. 28, italics in original). Suppose we take “an idea or belief to be
true” (James, 1963, p. 88), what difference will it make? Pragmatism answers, “True ideas are those that we can assimilate,
validate, corroborate and verify. False ideas are those that we can not”
(James, 1963, p. 88-89, italics in original). We can regard an idea as
“…‘useful because it is true’ or that ‘it is true because it is useful.’ Both
these phrases mean exactly the same thing, namely that here is an idea that
gets fulfilled and can be verified” (James, 1963, p. 90) because one phenomenal
experience leads to other experiences that appear meaningful and worthwhile. Knowledge
and ‘truth’ thus relate to concrete facts in specific cases. When we do not
have direct experience, we judge another’s ideas as ‘true’ or ‘false’ depending
on whether they accord with our existing beliefs and whether they make sense to
us.
James also viewed ‘truth’ as a name for the
process used to verify ideas as experienced, and he drew a parallel with other
terms ending in “th” related to life-related human processes: health, wealth,
strength, etc. “Truth is made, just
as health, wealth, and strength are made in the course of experience” (James,
1963, p. 96). We make truth in the
process of our experience, rather than seeing it as something that precedes
that experience, in the same way that we make wealth or health, rather than
seeing them as pre-existing.
By seeing ‘truth’ as a property of certain
ideas and their agreement with subsequent experience, James emphasized the
practical difference in true ideas as the only ‘meaningful’ meaning of truth. Therefore,
James does not seek to find what true ideas agree with but instead asks what tangible
difference an idea being true will make in real life. A verified idea leads
towards other experiences found to be satisfactory, progressive, or harmonious.
Thus, we do not passively reflect reality; instead,
we create or construct reality in the process of knowing (Seigfried, 1990). Concepts
of truth or falsity do not refer to properties of theories, or a relationship
between thoughts and facts, but rather how ideas actually perform in specific
situations. For James, this makes truth an instrument of action, similar to
Kelly’s (1979a) view of behavior as the independent variable, a way of posing a
question. Ideas we come to see as true lead us to practically important
actions. We assign the label of ‘truth’ to ideas that have survived this active
verification process, using the term to describe beliefs that reliably guide
our action toward an anticipated outcome (Capps, 2009). We employ these processes
because of the utility of this type of activity, both past and present. We
would not engage in such activity, nor assign value to determining what we call
‘true,’ unless we have an interest in doing something with it and it serves to
enhance human life (Seigfried, 1990, 2009).
WILLING, BELIEVING, INTENTION, ATTENTION
PCP emphasizes our active role in creating
and validating ideas through practical application, and it regards human
effectiveness as the ability to adopt new, novel, and alternative ideas, enact
them as experiments, and pay attention to what happens as a consequence. Like Kelly’s
(1979b; McWilliams, 1996) invitational, hypothetical perspective, James (1917) described
the idea of regarding construing and action in a hypothetical manner in an
essay written in 1896 titled, “The Will to Believe.” In this essay, James stated, “Let us give the
name of hypothesis to anything that may be proposed to our belief” (1917, p.
100), and he suggested that we regard a ‘live’ hypothesis as an actual
possibility to the person who proposes it, as determined by the individual’s
willingness to take action upon it. James suggested that we have the ‘right’ to
believe any hypothesis that tempts us to action and to apply it to living
options. (Schiller suggested that James originally planned to title his essay “The
Right to Believe”; Porrovecchio, 2008). James viewed belief as only the first
step, with the pragmatic working of belief through action, considering
alternatives, and attending to the empirical consequences of the belief constituting
necessary additional steps.
The
existentialist Rollo May (1969) elaborated further on James’ view of will and
belief through the concept of ‘intentionality,’ referring to it as a structure or
process (Bugental, 1969) for creating meaning out of experience. He emphasized
people’s capacity to form or mold themselves and their relation to their
experience. May reminded us of the connection that James made between attention
and will, and he sees intentionality as central in turning attention to a
particular phenomenon. We can view Kelly’s emphasis on effective action, from
this Jamesian perspective, as requiring a willingness to adopt beliefs that
have direct meaningful relevance to the person, turning the belief into an
intention, which guides perception and attention, and ultimately leads to
action and subsequent attention to the empirical consequences of the action as
a test of the validity of the belief. Bugental (1969) elaborated the process of
intentionality by emphasizing its importance for meaning-making and its role in
confronting anxiety and ambivalence and making choices. Kelly influenced Bugental,
who received his Ph.D. at Ohio State (Schneider & Greening, 2009), and he
regarded Kelly’s remark that the key to human destiny lies in reconstruing what
we cannot deny as a cornerstone for a truly humanistic psychology. He described
choice and intention as a process of confronting ambivalence, reorganizing the
self–world outlook, and resolving crises in a uniquely personal manner that
preserves values and enhances life. However, he believed that Kelly’s approach did
not sufficiently emphasize the concept of intentionality as “the dynamic, the
force, to bring about the reconstruing which turns the key of man’s destiny”
(Bugental, 1969, p. 96).
EMOTION, PASSION,
AND SOCIALITY
If
intentionality serves as the force for reconstruing, how do we understand the
root of intention and what gives meaning and relevance to an individual’s
beliefs and actions? Critics of Kelly often focused on PCP’s seemingly
‘cognitive’ emphasis, implying a totally rational basis for determining
relevance and meaning. PCP adherents, however, have effectively described the
role of passion and emotion in a constructivist view of the person (Bannister,
2003; McCoy, 1977), and Kelly proposed re-labeling PCP as a theory of human
feeling (Bannister , 2003). Kelly’s rejection of the false dichotomy between
thinking and feeling led him to a new perspective that views thoughts and
feelings as integrally connected, a view also expressed effectively by James
(1917).
In a
1915 essay entitled “On a Certain Blindness in Human Beings,” James argues that the judgments we make about the value of
things depends on the emotions that
the things arouse in us. We frame something in terms of a concept and judge it as
valuable because we associate the idea with a feeling. If we only experienced
‘cognitive’ ideas, we would not have likes or dislikes, and we would view all
experiences as equally valuable or significant. James described the
significance of life processes in terms of the ‘eagerness’ they communicate to
the individual. Regardless of whether this ‘eagerness’ occurs in the context of
activity, perception, imagination, or thinking, “there is the zest, the tingle,
the excitement of reality; and there is 'importance' in the only real and
positive sense in which importance ever anywhere can be” (James, 1917, p. 4). For
James, this feeling of excitement and significance serves as the only standard
for determining value, and he also notes that we have no recipe for determining
how a person attains this feeling of vital significance: “Being a secret and a
mystery, it often comes in mysteriously unexpected ways” (James, 1917, p. 16).
This view of emotion as central to personal meaning echoes the PCP
perspective as described in the Sociality Corollary (Kelly, 1955). It requires
an empathic awareness and understanding of the feelings, as well as thoughts,
of other individuals, and recognition of our unrealistic tendency to expect
that others will feel the same intensity that we feel. Additionally, and
perhaps more importantly, this perspective implies that we have no basis for
critically evaluating the emotional basis of meaning-making of others, and it
requires that we “tolerate, respect, and indulge those whom we see harmlessly
interested and happy in their own ways, however unintelligible these may be to
us” (James, 1917, p. 21).
SOCIAL CONSTRUCTION, COMMONALITY, AND COMMON SENSE
Personal Construct Psychology (Kelly, 1955)
emphasized the commonality as well as the individuality of personal
constructions, and social constructionism (Raskin, 2002) has elaborated this
socially constructed nature of beliefs more fully. James (1963) described the
socially constructed context in which the truth-making process occurs as ‘Common
Sense.’ He viewed common sense as fundamental ways that people think about
their experience and ‘things’ in the world as developed long ago by human
ancestors and maintained and preserved through time. For James, common sense
refers to how we use of particular intellectual forms or thought categories
(1963). Common sense constructs might include ‘thing,’ ‘same,’ ‘different’, ‘kinds,’
‘minds,’ ‘bodies,’ ‘time,’ ‘space,’ ‘subjects,’ ‘attributes,’ ‘cause,’ etc. For
James, kinds and sameness are concepts we use to overcome a world of ‘singulars,’
where nothing occurs twice and there would be no use for logic or
predictability. This common sense notion assists us practically by believing
that things continue to exist when we do not see them, and by leading to the
anticipation of future events.
James emphasized our practical, human needs
as dominating this process when he said, “What shall we call a thing anyhow? It
seems quite arbitrary for we carve out everything … to suit our human purposes
James” (1963, p. 111). He further stated, “We tend to think of a ‘thing’ . . . as
a permanent unit-subject that ‘supports’ its attributes interchangeably (James,
1963, p. 80).” We can imagine how we brought about the concept of ‘things’ in
antiquity, verified them by their fit with the facts of experience, and how
they spread from person to person until they are built into our language and we
cannot think effectively in any other terms. For James, “(t)he common-sense
categories . . . cease to represent anything in the way of being; they are . .
. our ways of escaping bewilderment in the midst of sensation’s irremediable
flow” (1963, p. 82). Echoing Glasersfeld’s (1995) Radical Constructivist view,
we can see James’ “radical empiricism, not as a traditional metaphysical system
which establishes what reality must be, but as an attempt to identify those
structures of experience that characterize our being in the world” (Seigfried,
1990, p. 246).
GENERALIZATION, DEFINITION, EXTENSION
From the PCP perspective, a person’s
meaning-making system embraces a hierarchical structure, and it evolves over
time as the individual makes choices to expand or further define the system. Threat
occurs in the context of imminent major change in the system (Kelly, 1955), so
we tend to rely, maintain, and conserve the structure we have created. As
Glasersfeld (1994) points out, invalidation or incompatibility between our
expectations and our experience provides the basis for reconsideration and
reconstruing. James foreshadowed these perspectives in discussing our tendency
to see these humanly constructed ideas and beliefs, in spite of our better
understanding, as real, universal, and permanent. Old opinions meet new
experiences that strain or challenge them, through contradiction or
incompatibility. As James explained it, “The result is an inward trouble to
which his mind till then had been a stranger, and from which he seeks to escape
by modifying his previous mass of opinions. He saves as much of it as he can,
for in this matter of belief we are all extreme conservatives” (James, 1963, p.
29). We change beliefs as little as possible until we come up with a new idea
that can mediate between the old and the new. Then we tend to treat the new
idea as true. We count new opinions as true to the extent that we can
assimilate the novelty into our current belief structure. While Kelly and James
agreed about the human tendency to maintain the current structure, Kelly also
emphasized our ability to reduce threat by revising subordinate components of
our system (1955) and our willingness to take audacious risks to extend our
understanding in new ways (1977, 1979a).
JAMES’ MELIORISM AND HUMAN POSSIBILITY
Although pragmatism as a philosophy tends
to see the world as “becoming,” without an overarching purpose or direction, Kelly
(1977, 1979a), emphasized the active role of human inquiry as a method of
improving human life and circumstances. James likewise viewed pragmatism as a
method for enhancing the human condition and human effectiveness by using theories
as instruments for engaging with an on-going world of change. James embraced
meliorism, the view of society as innately tending toward improving the world
through human action; he believed that we could use it as a way of ‘saving the
world’ through the promise of bringing possibility into probability (Foust,
2007). Sanford (1969) describes meliorism as the most important aspect of
James’ psychology, an approach that focused on the relief of human suffering
and the improvement of society. James described the world as “malleable,
waiting to receive its final touches at our hands” (1963, p. 112-113), and
Sanford stated James’ view that “(t)he universe is still developing, and we can
help it develop in ways that favor our needs and purposes” (1969, p. 99).
James’ pragmatism thus accords well with
Kelly’s emphasis on the importance of human creativity, audacity (1979a), and
aggressiveness (1965) as manifest in our willingness to live out our
alternative views of the world and pursue their implications in concrete
action. James actively supported the sense that our ideas and beliefs can
manifest in our lives through direct testing of experience and creating events
that will lead to the outcome we desire, within the environmental, biological,
social, and personal contexts within which we operate. We can use our actions
creatively in understanding and creating ourselves and the broader world. James
described human activity as “the actual turning places and growing-places … of
the world…the workshop of being, where we catch fact in the making” (James,
1963, p. 126). Again, we see James and Kelly agreeing fully on the value and
importance of human audacity and creativity in making meaning of an
ever-changing world.
PRAGMATISM’S WEAKNESS: UNSPECIFIED GOALS
From a Kellian perspective, we see
constructions as revisable and replaceable based on their effectiveness in
leading to new experiences and greater elaboration and understanding. PCP
supports the notion that anticipation of events involves comparing one
experience (the anticipation) with another (the outcome). However, James’
approach to pragmatism fails to explicate exactly how that match occurs, and Bugental
(1969), while extremely complementary to Kelly’s work, believed that Kelly’s
approach lacked a sufficient explication of intentionality as “a structure
which gives meaning to experience; it is imaginative participation in coming
activities; it is the ‘awareness of our capacity to form, to mold, to change
ourselves and the day in relation to each other’” (Sanford, 1969, p. 99). Effective
implementation of this awareness of our ability to change the world, which
combines thinking, feeling, and valuing, requires not just determining whether
we experience an outcome as satisfactory; we also seek the ‘best’ outcome among
possible available alternatives, in terms of efficiency, expediency, or other
valued qualities. Additionally, as Kelly often reminded us, to know whether an
anticipated outcome has occurred requires articulating that predicted event
clearly.
Several scholars have identified a weakness
in James’ approach to pragmatism that may not only limit the value of James’ pragmatic
perspective but unfortunately weakened the influence of pragmatism (and perhaps
constructivism) in American psychology in general. Huntington (1989) suggested
that although James embraced the pragmatic perspective that a fixed reality
does not reveal itself to us, he failed to realize that he maintained a deep
implicit commitment to a substance-ontology (Streng, 1992). Similarly, Hayes (1993)
raised questions about James’ commitment to fairly testing alternative
constructions. He recapitulates the definition of a pragmatic criterion of
truth as ‘successful working,’ an act that leads to an outcome or goal. This
conception requires a direction to the action as a part of the original intention.
In order for a potential consequence to guide action toward achieving it, the nature
of the desired outcome must precede the beginning of the process. Otherwise, we
have no clear way of assessing the success of the action. Thus, Hayes suggests,
“(s)uccessful working is a matter of achieving specified consequences—of accomplishing that which was there to be
accomplished” (1993, p. 14, italics in original).
This formulation applies quite well to
Kelly’s root metaphor of the personal scientist, a person anticipating events
by developing hypotheses, implementing behavioral experiments, and assessing
the extent to which the anticipated outcome occurred. Hayes suggests that this
process requires clear verbal articulation of the intended purpose or goal
prior to the action, similar to specifying the dependent variable when designing
an experiment. This process requires verbal expression because, as other
pragmatists (e.g., Rorty, 1982) have stated, truth as a verbal concept only
applies to a statement, a sentence, or other verbal event. We can only apply
the concept of ‘true’ or ‘false’ to a verbal proposition; the concept does not
apply to actual events. Thus, successful pragmatic action must make contact
with a verbally stated consequence specified ahead of time.
Consonant with James’ view of the role of
emotion and temperament, or core constructs, in our values, beliefs, and
actions, Hayes further argues that we cannot ultimately justify or objectively
evaluate a goal. We can only state it clearly, and others can only assess
whether they personally share the goal, not whether it is ultimately valid or
‘true.’ Hayes suggests that James’ truth criteria lack a clear articulation of
his goal. Thus, when James describes truth in terms of outcomes that he regards
as ‘good,’ ‘satisfactory,’ ‘agreeable,’ ‘validated,’ or ‘corroborated’ it raises
the question of the goal or criteria for making such a determination. Several
alternative hypotheses might lead to such vaguely described outcomes. Hayes
argues that this problem arose for James because of the conflict between his
religious beliefs and the implications of Darwinian thought. Wishing to
maintain the belief in God in the face of undeniable challenges, James chose to
regard the God hypothesis as working effectively and thus, by his truth
criteria, ‘true,’ because it led to ‘satisfactory’ results. These unexamined
assumptions may have weakened the value of pragmatism by mixing it with
dogmatically held religious beliefs and not articulating goals in a manner that
would require, for example, that the God hypothesis compete equally with other,
alternative, hypotheses for attaining those goals.
Constructivists wish to avoid dogmatism by
viewing all beliefs and ideas as constructed by humans and subject to revision
or replacement. Effective constructivism, which uses action leading to specified
outcomes as its truth criterion, should rest on a clear statement of the anticipated
goal in order to avoid the dogmatism that results from unclear, unarticulated,
or tacit goals. We may regard any personal goal as legitimate, and not subject
to justification, and allow others to determine whether they share an interest
in that goal. For example, James could have stated his goal as ‘maintaining the
value of religious belief,’ Skinner could have stated his goal as ‘the
prediction and control of behavior,’ and Kelly could have stated his goal as ‘assisting
individuals in the psychological reconstruction of life.’ We could then, as
Hayes states, ‘vote with our feet’ in deciding whether to joining with them.
Hayes (1997) suggests that in order to implement
effective pragmatism (or personal science) we should avoid implicit, vague,
incompatible, overly short- or long-term, or rapidly changing goals. We should
also ensure that we actually compare the goals to the tangible outcome. Finally,
echoing Kelly’s emphasis on alternative viewpoints, we should compare the
relative efficiency of different courses of action for attaining the specified
goal. Hayes argues that the original pragmatists, including James, Dewey, and
others, erred in not specifying their goals clearly and that this lack of guide
for their truth criteria led to a lack of support for pragmatic psychology, in
favor of a more experimental approach. Unfortunately, an overemphasis on the
experimental approach takes attention away from important topics and goals that
do not lend themselves to experimental investigation, and tends to lead backwards
toward a materialistic, foundationalist stance.
JAMES
AND ELABORATING PCP
By viewing the foundationalist belief that
we can follow a particular method to arrive at a final truth as a figment of
imagination, we can appreciate the constructive nature of James’ pragmatism. Once
we understand the impossibility of absolute ideas we do not lose anything by
proposing that ideas are tentative, rather than absolute. We instead proceed by
developing more or less satisfactory interpretations, experiencing their
success or failure, and comparing the utility of various alternatives, with the
sense that by doing so we approach more successful and useful understanding.
In considering the relevance of James’
pragmatism to PCP we have noted a number of convivial elements that appear in
both approaches. The universe continues to unfold, and we try to make sense out
of our experience (the only reality we actually know) by looking for recurrent
patterns or themes, which we call beliefs or ideas. We can regard ideas as
valid or useful if they make a difference in terms of actions that follow from
them and if they lead to future experiences that confirm or support the idea. Thus,
‘the truth’ of an idea has to do with how it works in leading to validated
anticipations. We have the opportunity to commit ourselves to beliefs and to
test those beliefs through action, attending to the consequences and their
relevance to the belief. We desire certainty, so when ideas work well over a
period of time we tend to treat them as characteristics of the universe rather
than as useful tools, and this tendency can lead us to reduce our openness to
paying attention to the actually experienced outcome and to considering
alternative ideas which might prove even more useful.
These perspectives accord well with Kelly’s
PCP approach, with its emphasis on effective ‘personal science’ as the ability
to construct relevant hypotheses based on constructed ideas, testing their
practical utility through action, and revising constructions in the light of
ever-changing experience. Regardless of whether James’ pragmatism directly
influenced Kelly’s theory, these similarities demonstrate Kelly’s use of pragmatism
and provide further support for placing the development of PCP within its
historical context.
In our efforts to elaborate, and strengthen
the effectiveness of, a pragmatist, constructivist approach to psychology we may
benefit not only from the strengths of James’ views but also from the
limitations discussed above. Further elaboration of PCP could benefit from a stronger
emphasis on identifying intentions and specifying goals, both for clients in
psychotherapy and for researchers. We may ask others to clearly specify their
intentions and goals and encourage those with convivial goals to join with us
in our quest to attain them. We can actively embrace the right, and even duty,
of others to articulate and pursue their desired goals, even if we do not find
them compelling or interesting, without the need to challenge these goals or
ask for their objective justification. Since we cannot identify an objective
‘there’ to which we must compare our beliefs for truth or falsity, we have a
myriad of perspectives available for leading to our self-determined goals Seigfried
(2006).
Following actions based on our diverse,
self-established goals, a constructivist approach might focus more on
encouraging people to clarify their goals, articulate their intentions
(McWilliams, 2008), implement goal directed action, attend to the extent to
which the consequences meet the predicted goal, and consider alternative
actions that might prove more effective. Such an emphasis might help to address
the limitations of James’ effective articulation of a pragmatic, constructivist
philosophy. It might also provide an active method to guide constructive
psychology further into the unknown future and continue the quest to get “a
little closer to the truth that lies somewhere over the horizon” (Kelly, 1977,
p. 19), while acknowledging that ‘truth’ as still tentative and ad interim, and recognizing that over
that horizon lie infinite additional horizons and potential ‘truths.’
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ABOUT THE
AUTHOR
Spencer A. McWilliams, Ph.D. has held faculty and administrative appointments at six
American universities and colleges from 1971 to the present. He has sustained
an active interest and participation in PCP for more than thirty years. He
currently serves as Professor of Psychology at California State University San
Marcos, San Marcos, CA 92096, USA. E-mail: smcwilli@csusm.edu. Home Page: http://www.csusm.edu/mcwilliams/
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REFERENCE
McWilliams, S. (2009). William James' pragmamism and PCP.
Personal
Construct Theory & Practice, 6, 105-XX, 2009.
(Retrieved from http://www.pcp-net.org/journal/pctp09/mcwilliams091.html)
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Received: 8 August 2009 – Accepted: 20 October 2009 –
Published: XX October 2009
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